Compliance Process Automation for Teams is a solution from Open Lake Technology published to Microsoft AppSource. It automatically ensures compliance with financial regulations, providing companies of all sizes alerts and reporting regarding the financial rules about communication services. Microsoft interviewed G.F., head of infrastructure at a European asset manager, to learn what they had to say about the solution.
What do you like best about Compliance Process Automation for Teams?
This solution helps our organization be compliant with all the financial regulations across EMEA. We have a global solution ensuring the capture and archiving of all the regular interactions of the Modern Workplace (Microsoft Teams), and the automated controls guarantee our compliance with MIFID2 and DORA regulations.
How has Compliance Process Automation for Teams helped your organization?
The solution helped us comply with MIFID2 and the upcoming DORA regulation by providing a global supervision tool, ensuring the organization complies with all of the DORA requirements.
How is customer service and support?
We have direct access to the support team to ensure fast deployment and efficient support.
Any recommendations or insights to other users considering this product?
This product is the perfect fit for any financial or banking company. It’s a one stop shop to comply with all of the regulations of today and tomorrow. In addition, the process guarantees our compliance with the Modern Workplace (Teams) and the trading environment (Trading turret) with a simple and agnostic interface. Our Compliance and Management teams are using the dashboard and real-time reporting to check the company’s global compliance.
On a scale of 1 to 5, what is your overall rating for the solution?
5
Microsoft
